Search for: "David Wayne Pierce" Results 1 - 20 of 27
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9 Jul 2018, 12:43 pm by Silver Law Group
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Donald Nelson Bower III   Edward Jones   Invest Financial Corp   Christopher Masharn Bruce   Statefarm VP Management Corp   Chris Bruce Insurance Agency  … [read post]
13 Dec 2023, 11:18 am by Cory Doctorow
  Apple told The Verge’s David Pierce that they had blocked Beeper Mini users because Beeper Mini “posed significant risks to user security and privacy, including the potential for metadata exposure and enabling unwanted messages, spam, and phishing attacks. [read post]
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc   Austin, Phillip   JP… [read post]
4 Jun 2018, 6:30 am by Silver Law Group
Bancorp Investments, Inc   Michael Jay Novick   Morgan Stanley   Beverly Hills Wealth Management, LLC   David Warren Olson   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith Inc   Jason Charles Parker   LPL Financial LLC   Edward Jones   James Albert Pettit   Ameriprise Financial Services, Inc   Janney Montgomery Scott LLC   Jose Aloisio Teles   Nomura Securities International, Inc   Standard… [read post]
24 Jun 2010, 8:02 am by Laura Appleman
(Fall 2010); Susan Kuo (South Carolina) (Spring 2011); David Orentlicher (Indiana-Ind.) (2010-11)**; Song Richardson (DePaul) (Spring 2011); Rebecca Zietlow (Toledo) (Spring 2011)John Marshall (Chicago): Jeffrey Parness (Northern Illinois) (2010-11)Kansas:  Laura Dooley (Valparaiso) (Fall 2010)Loyola (Chicago):  Erika George (Utah) (Fall 2010); Juan Perea (Florida) (Fall 2010)LSU:  Stephen Black (Franklin Pierce) (2010-11)Miami:  Susan Bandes (DePaul)… [read post]
10 May 2010, 6:11 am by Tim Zinnecker
(Fall 2010); Susan Kuo (South Carolina) (Spring 2011); Song Richardson (DePaul) (Spring 2011); Rebecca Zietlow (Toledo) (Spring 2011)John Marshall (Chicago): Jeffrey Parness (Northern Illinois) (2010-11)Kansas:  Laura Dooley (Valparaiso) (Fall 2010)Loyola (Chicago):  Erika George (Utah) (Fall 2010); Juan Perea (Florida) (Fall 2010)LSU:  Stephen Black (Franklin Pierce) (2010-11)Michigan:  Christine Chinkin (University of London) (Winter 2011); Jelani Exum (Kansas)… [read post]
2 Jul 2013, 1:41 pm
The other day, I was blogging about tags, and somebody asked what are all the tags. [read post]
21 Oct 2010, 5:00 am by Laura Appleman
(Fall 2010); Susan Kuo (South Carolina) (Spring 2011); David Orentlicher (Indiana-Ind.) (2010-11); Song Richardson (DePaul) (Spring 2011); Rebecca Zietlow (Toledo) (Spring 2011) John Marshall (Chicago): Jeffrey Parness (Northern Illinois) (2010-11) Kansas:  Laura Dooley (Valparaiso) (Fall 2010) Loyola (Chicago):  Erika George (Utah) (Fall 2010); Juan Perea (Florida) (Fall 2010) LSU:  Stephen Black (Franklin Pierce) (2010-11) Miami:  Susan Bandes (DePaul)… [read post]
14 May 2007, 8:03 am
Breyer, Ruth Bader Ginsburg and David H. [read post]
23 Jan 2015, 4:44 am by Bridget Crawford
Clarke donaldcclarke George Washington David Cleveland ProfCleveland Valparaiso Robert Clinton robertclinton Arizona  State David S. [read post]